The article by Byrne et al1 in this issue of the
Journal offers a more systematic approach to
planning complex interventions than has generally
been used in the past. It is an important addition to
the literature on planned and organized diffusion of
innovation and implementation of evidence-based care.
The authors provide an excellent counterpoint to prescriptive
approaches for designing interventions to
speed the adoption of evidence-based practice.
Implementation studies too often focus on specific tools,
such as reminders, provider education, and performance
feedback; treating contextual factors, such as
organizational structure and culture; and the health
policy environment, as factors to be controlled through
random assignment.2-4 Such studies tell us neither why
interventions achieve the results they do, nor why we
might expect different results from one setting to
another. If there is consensus in implementation
research, it is that there is tremendous unexplained
variation in effectiveness of diffusion, adoption, and
implementation.5-10
Understanding these differences is a goal of many
healthcare organizations and funders of health services
research. Indeed, the Institute for Healthcare Improvement's
acclaimed "Break-through Collaboratives" adopted
the plan-do-study-act approach in part to address
differences in context: to try out multifaceted change
interventions on a small scale in order to understand how
they work in a given context and to provide an opportunity
for refinement before rolling them out on a larger
scale. The Medical Research Council (MRC) framework
serves a similar purpose, but provides more structure,
particularly in beginning with a systematic review of the
existing literature, focus groups, and pilot testing.
In secondary prevention of coronary disease, the
authors find an excellent example for applying and
studying the MRC framework. These therapies are relatively
simple to deliver. While not appropriate for all
patients, prescribing the "cardiac cocktail" is not as
complex as applying evidence-based therapies in other
disease states. In addition, there have been multiple
efforts to implement adherence to evidence-based therapies
for coronary disease prevention across settings, in
many healthcare systems, and in several countries. Yet,
despite the relative ease of adherence (compared to
therapies in other healthcare problems) and the amount
of attention that has been focused on the area, we have
not yet found consistent, transferable approaches to
increasing adherence to these practices across settings,
systems, and countries. This makes it an excellent clinical
area in which to launch complex interventions: The
evidence base is strong, and the therapies are relatively
simple to administer.
Why This Study Is Relevant to US Managed Care
US readers may look at this study's Irish setting and
presume the study has little bearing on their own work.
This would be incorrect for 2 reasons.
First and foremost, the MRC framework is not about
the Irish healthcare system so much as it is about
accounting for the dynamics of a given healthcare setting
whenever designing a trial. As a result, the framework
is highly applicable to the American healthcare
system, which has enormous variation in environments
from locality to locality. Differences arise from state regulations,
levels of managed care penetration, and extent
of employer-sponsored coverage, not to mention differences
in demographic factors such as age and ethnicity,
and behavioral factors such as regional differences in
diet and lifestyle. All of these factors profoundly affect
how a complex intervention might work in a given setting.
A major purpose of the MRC framework is to capture
contextual variables like these in a systematic way.
Second, the findings of this study may have more relevance
to the US healthcare system than one might
assume initially because the healthcare system in
Ireland is quite similar to that in the United States in
some important regards. First, general practice physicians
are not employees of a public health service, but
independent practitioners who provide services under
contract to public agencies called Health Service
Executive Areas. As a result, the discussion related to
physician willingness to participate and barriers to complying
with evidence-based practice is likely to be similar
to responses and attitudes of US primary care
physicians. Second, Ireland does not have universal
health insurance coverage for all services, particularly
outpatient primary care; the majority of Irish citizens
are covered for these services under private arrangements
with either employment-based insurance coverage
or out-of-pocket payment.
There are differences. In Ireland lower income residents,
older persons, and other groups are guaranteed
care and all citizens are guaranteed certain services,
such as public healthcare and maternity care. This has
resulted in the creation of public bodies that plan and
oversee healthcare services in ways quite unlike in the
United States. As a result, the perception that providing
preventive services, including secondary prevention, as
a public good may be stronger in Ireland than in the
United States, and public sector bodies, in particular,
may have a greater willingness to fund interventions to
improve preventive care. While different from much of
the US healthcare system, this support for preventive
care is very similar to the few public systems of care
in the United States, notably the Veterans Health
Administration of the Department of Veterans Affairs. It
is also relevant to health management organizations
(HMOs) that include both delivery and payment systems
under the same organization, such as staff model
HMOs. In these organizations, similar economic and
policy incentives exist that align healthcare and public
health interest in longer term outcomes.
Overall Lessons
The complex intervention development described in
the article by Byrne et al functions as an important
"ideal case" of following a highly structured, intensive
process of preparing interventions for systematic study.
Implicit in the MRC framework is an investment of time
and resources at the initiation of an implementation
effort, in order to understand the contexts in which the
intervention will be implemented and to maximize the
probability of success. This is relevant to the market-based
US healthcare system, as researchers and healthcare
providers in the United States have myriad
contextual factors unique to the local environment with
which to contend. The MRC framework provides a
structured method of assessing those factors. To be of
greatest utility, this article should be read in conjunction
with the articles describing the outcomes of the
randomized trial for which Byrne et al applied the MRC
framework.
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