Usefulness of Pharmacy Claims for Medication Reconciliation in Primary Care

Dominique Comer, PharmD, MS; Joseph Couto, PharmD, MBA; Ruth Aguiar, BA; Pan Wu, PhD; and Daniel J. Elliott, MD, MSCE

Medication reconciliation is “the process of comparing a patient’s medication orders to all of the medications that the patient has been taking.”1 Strong evidence supports the value of reconciliation in inpatient settings2 and at transitions of care,3,4 leading to The Joint Commission requirement for medication reconciliation at hospital admission and discharge.1 However, the benefit of medication reconciliation may have the most impact in ambulatory settings, where discrepancies frequently occur between physician medication orders in the electronic health record (EHR) and what the patient is actually taking.5-8 Given that 3 of 4 physician office visits yield at least 1 new prescription,9 such discrepancies likely contribute to the estimated 3.3 million serious preventable outpatient medication errors10,11 and 1.9 million adverse drug event-related visits annually in the United States.12 As a result, national programs including Meaningful Use and the National Committee for Quality Assurance Medical Home Certification now require more frequent and systematic medication reconciliation in primary care practice.13,14

Despite its recognized importance, medication reconciliation is challenging.15 Physicians cite lack of time as a barrier, and most practices do not have access to resources such as clinical pharmacists to support reconciliation.8,16,17 Improvements in health information technology may facilitate accurate medication reconciliation in real time,18 and federal incentives have increased the adoption of electronic prescribing (e-prescribing).19 These platforms often make aggregated pharmacy claims available to providers, frequently within the native EHR. Claims data are a proven source for medication reconciliation,20,21 but few practices outside of large managed care organizations have access to these data.22

The purpose of this study was to evaluate aggregated pharmacy claims available through the EHR of a large primary care network as a source for estimating the prevalence and identifying the predictors of medication discrepancies between claims data and the medication list in the primary care EHR. Our secondary aim was to determine the factors associated with discrepancies involving high-risk medications, including controlled substances. Our findings will provide a first step toward identifying the potential benefit of using aggregated claims data as a platform for improving the efficiency and quality of medication reconciliation in primary care.

Design Overview

We conducted a retrospective cohort study of established patients who were prescribed a new antihypertensive during a primary care office visit. We compared medications listed in the practice EHR with those identified from pharmacy claims data available through the EHR. We identified and characterized discrepancies between the 2 lists, simulating medication reconciliation at the time of the new prescription. The study was approved by the Christiana Care Institutional Review Board.

Setting and Data Sources
We conducted this study in a large multi-specialty medical practice, which includes 14 primary care sites providing care for over 100,000 people in northern Delaware and the surrounding communities. These practices share an EHR (Centricity from GE Healthcare) used for all clinical encounters. All prescriptions in the multi-specialty practices are generated through the EHR, and e-prescribing has been available since 2010.

Providers can request aggregated pharmacy claims data in real time within the EHR. Patients must provide consent, which was incorporated into the patient registration process. Surescripts provides the pharmacy data, including claims from retail and mail-order pharmacies, and from pharmacy benefit managers for private and public insurers.

Study Population
We identified established patients within the practices who were prescribed a new antihypertensive medication at an office visit between January 2011 and September 2012. We required a diagnosis of hypertension (International Classification of Diseases, Ninth Revision, Clinical Modification [ICD-9-CM] code 401.xx) or elevated blood pressure (ICD-9-CM code 796.2) in the EHR at the time of prescription. We required patients to have had at least 1 primary care visit recorded in the EHR in the 18 months prior to the index visit in order to eliminate patients who were new to the practice or whose practices were transitioning from paper records to electronic. To avoid medication changes as a result of formulary requirements, we only included prescriptions for a new drug class. Only the first qualifying prescription per patient was considered.

We included patients with a pharmacy claim history imported to the EHR on or after the index visit in order to capture all claims prior to the index visit. We required evidence of at least 1 claim in the pharmacy claim history to minimize mislabeling medications as missing for patients whose claim history was not available in the data source.

Study Definitions
To identify medication discrepancies, we generated separate lists of active medications at the time of the index visit for the provider’s EHR and the pharmacy claims. We excluded medications for which the days’ supply could not be calculated (ie, over-the-counter, insulin, and ophthalmics). We collapsed medications by generic name regardless of dose or frequency. Active medications from the provider’s EHR were those with a start date in the EHR prior to the index date, and the stop date, if present, was on or after the index visit. We did not require evidence of a prior prescription from the EHR, as providers routinely document medications prescribed by other providers.

From the pharmacy claims history, we identified all medication claims within the 120 days prior to the index visit. We calculated the end date for the most recent fill for each medication as the days’ supply plus a 15-day grace period to account for adherence variability and oversupply. We considered medications active if the calculated end date fell on or after the index visit. One author (DC) classified all medications. When validating a random 10% sample, a second pharmacist identified 6 errors among 977 medications—an error rate of 0.61%—which we considered acceptable.

After finalizing each medication list, we manually compared them to simulate medication reconciliation. Our primary outcome was the presence of a medication discrepancy, defined as a medication present in only 1 source. This interpretation aligns with previous definitions of unintentional medication discrepancies,23 which have been associated with higher rates of potential adverse drug events.2,24

Key Covariates
Demographic variables from the EHR at the index visit included patient age, gender, race, and primary insurance. We included clinical variables such as the total number of medications from both the EHR and claims data. We also included the number of active antihypertensive medications and blood pressure at the index visit. We measured patient comorbidity using the Elixhauser index, and classified these as either cardiovascular (CV)-related or unrelated comorbidities.25,26 We included previous healthcare utilization, including counts and timing of hospitalizations, emergency department (ED) visits, and primary care visits at our institution.

Statistical Analysis
We used χ2 and t tests to determine the association of discrepancies with covariates. We then developed multivariate logistic and log-linear regression models. Variables included in the final models include those statistically significant in the univariate model and those deemed clinically relevant. As total medication count at index visit was a strong predictor, we generated versions of both models with and without this variable. The results of the logistic and log-linear regression models were very similar; we present only the results of the logistic regression models. We separately developed similar models for controlled substance discrepancies. We conducted sensitivity analyses excluding antibiotics and antifungals, but these did not change our models significantly so they are not reported. All analyses were done with SAS version 9.3 (SAS Institute, Cary, North Carolina).

The Figure shows the development of our cohort. Of 15,781 patients who had a new prescription generated for an antihypertensive medication during the study period, 3284 met our initial patient criteria. Of these, 2675 did not have a medication refill history that met criteria. Our final study population included 609 patients; the patients included in our final cohort had a larger proportion of blacks (P = .01) and females (P = .05), but were similar to the previous 3284 in regard to other demographic characteristics. The 609 patients in our study cohort accounted for 2947 medications meeting study definition. Of these, 1401 (47.5%) were identified as discrepancies, 831 (59.3%) appeared only in the EHR, and 570 (40.7%) only in the pharmacy claims.

The majority of patients (468 of 609; 76.8%) had at least 1 medication discrepancy (mean ± SD = 2.3 + 2.4). Characteristics of patients with and without a discrepancy appear in Table 1. Patients with a discrepancy were more likely to have a hospitalization in the past year (23.9% vs 10.6%; P = .001), noncardiovascular comorbidities (1.4% vs 1.1%; P <.001), and a higher total medication count (5.6 ± 3.5 vs 2.4 ± 1.7; P <.001). Among patients with discrepancies, 116 of 468 (24.8%) had medications in the provider list but not in the fill history, 186 (39.7%) in the fill history but not the provider list, and 166 (35.5%) had discrepancies from both the provider list and fill history.

Table 2 shows the multivariate logistic regression model for having at least 1 medication discrepancy; total medication count was strongly associated with the presence of a discrepancy (odds ratio [OR], 2.18; 95% CI, 1.85-2.57). Other significant covariates included being female (OR, 1.54; 95% CI, 1.05-2.26) and count of noncardiovascular comorbidities (OR, 1.34; 95% CI, 1.11-1.54). When we excluded total medication count from the model, being female, having a recent ED visit, or experiencing a hospitalization in the past year were all associated with increased odds of discrepancy.

We identified 229 discrepancies involving a controlled substance among 171 patients (28.1%); 139 (60.1%) were in the EHR without a corresponding fill and 90 (39.9%) were filled without appearing in the EHR. Table 3 shows the multivariate analysis predicting 1 or more controlled substance discrepancies. Total medication count (OR, 1.27; 95% CI, 1.19-1.36) and female gender (OR, 1.66; 95% CI, 1.10-2.49) were significant covariates associated with increased risk. When we excluded total medication count from the model, an ED visit in the past 90 days was significantly associated with a controlled substance discrepancy.

Recent policy changes including Meaningful Use and the Medical Home Certification process increasingly emphasize medication reconciliation in primary care, prioritizing methods for efficient and systematic medication reconciliation in routine practice. We used aggregated pharmacy fill data available through a provider EHR to simulate reconciliation between the provider medication list and pharmacy fill history in a cohort of patients prescribed a new antihypertensive medication. In our cohort, more than 75% of patients had at least 1 discrepancy, involving nearly half of all medications. Patients with higher medication counts and higher previous healthcare utilization were at increased risk of discrepancies.

Our findings are consistent with previous literature, which, using various methodologies, has identified discrepancy rates in the outpatient setting from 26% to 97%.6,7,27,28 Importantly, we identified only discrepancies based on drug name and not on differences in dose and frequency; had we considered these additional factors, the number of discrepancies likely would be greater. While our high discrepancy rate may reflect incomplete data in our source, 40% of the discrepancies in our sample involved medications appearing in the claims history but not recorded in the EHR, suggesting that even if incomplete, pharmacy fill data provide valuable information.

This high rate of discrepancies is alarming, particularly given the association of discrepancies with adverse events.29 Consistent with prior research, discrepancies in our cohort occurred in patients with markers of increased comorbidity and utilization. Patients with a higher total medication count, a recognized surrogate for medical complexity,30 are more likely to have discrepancies. Patients with multiple medications and comorbidities frequently see many providers,31 making reconciliation within primary care particularly challenging. We anticipated that frequent primary care office visits would provide opportunity to conduct medication reconciliation, minimizing discrepancies, but did not see this association.

Importantly, we identified that nearly a third of our patients had a discrepancy involving controlled substances. This is an area of increasing emphasis owing to concerns about diversion or misuse. Taken together, our findings provide strong evidence that claims data available through the EHR contain meaningful information while further underscoring the importance of medication reconciliation among patients with high comorbidity burden, particularly following ED or hospital visits, as emphasized in Stage 2 of Meaningful Use.13

Before considering the implications of our findings, it is important to recognize several limitations. First, we used aggregated pharmacy data that may be incomplete, and our findings may overestimate the proportion of medications that are prescribed in the EHR but not filled. Second, slightly fewer than 20% of patients in our applicable patient population met study criteria, often resulting from unavailable pharmacy records, suggesting that providers were not routinely accessing these data in practice. Patients in our final cohort had a greater proportion of black and female patients, perhaps indicating selection bias in the patients or practices in which this data is accessed in clinical practice. Finally, physicians may be more likely to conduct medication reconciliation at the time of a new prescription, so the medication lists we are comparing may have already been adjusted by physicians. In that case, our findings could represent a “best case scenario.”

Despite these limitations, our findings provide insight into the potential for improved access to pharmacy claims data through an expanding health information technology infrastructure to facilitate medication reconciliation. Previous research suggests that claims data can improve the completeness20 and accuracy21 of medication reconciliation, and we have demonstrated that aggregated pharmacy fill data can be used to identify medication discrepancies at the individual patient level in a multi-payer primary care network.

Our study has important implications for the use of aggregated pharmacy fill data. First, this information could be used to help providers identify medications prescribed by other providers, potentially minimizing drug interactions or duplication. This is particularly important for narcotic prescriptions, where tracking and monitoring for diversion and misuse are well-recognized goals for providers. Secondly, this information could help providers identify medication nonadherence. Previous literature suggests that providers have limited ability to reliably assess adherence in clinical practice,32 and claims data can provide objective information to inform decision making. Finally, given the significant demands on primary care practices, our results suggest that these data may have the most potential for benefit in patients at higher risk for adverse events, such as those with higher rates of comorbidity or healthcare utilization.

There are barriers to overcome if these data are to impact clinical care. First, the aggregated data must be complete. In terms of narcotics, many states have drug monitoring programs for complete tracking of narcotic fills, regardless of source, and the exchange of these data within the EHR is being considered for Stage 3 of Meaningful Use.33 Joining these data with aggregated pharmacy data would have the potential to provide more complete data to providers. Secondly, the EHR platform should provide an efficient mechanism to identify and prompt clinicians about discrepancies in real time. Despite available data, few providers in our system accessed pharmacy claims through the EHR, suggesting that future efforts to use this information meaningfully will require making it readily available and actionable. Finding methods to provide the data objectively, such as automated assessments of discrepancy counts and validated adherence estimates,34 will be necessary for optimal incorporation of this information in practice. Third, the EHR should provide an easy mechanism to incorporate identified medications automatically into the medication list, allowing providers to take advantage of the EHR functionality to identify interactions.

Medication reconciliation is increasingly important but challenging to conduct in primary care. Our findings suggest that aggregated pharmacy claims data available within the provider EHR can be used to identify discrepancies at the individual level in a multi-payer setting. Availability of this information in real time should be made a priority for health information technology efforts, as aggregated pharmacy claims may provide an optimal foundation for efficient and high-quality medication reconciliation.

The authors would like to acknowledge Suraj Rajasimhan, PharmD, for his contribution to this study.
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