Utilization of Lymph Node Dissection, Race/Ethnicity, and Breast Cancer Outcomes | Page 1

Published Online: October 23, 2013
Zhannat Z. Nurgalieva, MD, PhD; Luisa Franzini, PhD; Robert O. Morgan, PhD; Sally W. Vernon, PhD; and Xianglin L. Du, MD, PhD
Involvement of axillary lymph nodes is the most important prognostic factor in women with invasive breast carcinoma.1 Sentinel lymph node biopsy (SLNB), a rapidly adopted and less morbid alternative to axillary lymph node dissection (ALND) for nodal  staging, has been used since the late 1990s. Based on SLNB, patients are grouped into those with regional nodal metastasis who are likely to benefit from ALND and those without nodal metastases who are unlikely to benefit from ALND.2 Compared with SLNB alone, SLNB with complete ALND was not associated with greatly improved survival for breast cancer (BC) patients with micrometastasis3,4 and macrometastasis.4

Recent studies reported that patient race/ethnicity affects receipt and/or quality of sentinel lymph node dissection (SLND).5,6  Variation in compliance with a sentinel lymph node dissection quality measure was supported by a few additional studies. For example, being African American was associated with lower odds of receiving initial SLNB.7 African American or Hispanic women were less likely to undergo initial SLNB with complete ALND,1 and disparities in receipt of SLNB persisted for African American and Hispanic women with BC in a study that looked at temporal differences in use of SLNB from 1998 to 2005.8 Although large differences by race/ethnicity in BC survival are well established,9,10 it is unknown whether disparities in nodal surgery utilization explain the racial/ethnic disparities in survival among women with micrometastasis and macrometastasis in sentinel lymph nodes.

Because the majority of BC diagnoses occur after age 65 years and because increased life expectancy and advances in treatment mean that more women will be BC survivors,11-15 we report the impact of nodal surgery utilization on survival among white, black, Hispanic, and Asian women in a large population-based cohort of women with BC diagnosed from 1998 through 2005 who were enrolled in fee-for-service Medicare plans A and B.



We used the Surveillance, Epidemiology, and End Results (SEER) database of the National Cancer Institute to identify BC patients who underwent SLNB alone or SLNB with a complete ALND between 1998 and 2005. As previously described,3,4 patients were categorized according to their primary surgical procedure (breast-conservation surgery or mastectomy) and according to their axillary lymph node assessment as follows: no nodal evaluation, ALND only, SLNB only (without complete ALND), and SLNB with complete ALND. If a patient underwent SLNB and a modified radical mastectomy, the patient was categorized as having undergone complete ALND. Patients were excluded if they underwent ALND only (without SLNB), did not undergo a lymph node evaluation or if evaluation status was not specified in SEER data, or did not undergo primary surgery. Patients were also excluded if they had stage IV disease. We used the American Joint Committee on Cancer pathologic N category subclassifications to categorize patients according to the degree of nodal metastatic disease as follows: macrometastatic disease (>2.0 mm) and micrometastatic disease (>0.2-2.0 mm). Patients reported only as N1 were classified as having macrometastatic nodal disease as described earlier by Yi and colleagues.4 The final sample included 24,961 patients.

Statistical Analysis

We used SEER categories of non-Hispanic white, non-Hispanic black, Hispanic, and non-Hispanic Asian/Pacific Islander. Patients who underwent surgical resection of the primary breast tumor were categorized as having has mastectomy or breast conservation therapy. Beginning in 1998, SEER started recording information about the type of lymph node assessment. The SEER variable “scope of regional lymph node surgery” was used to capture the patients’ lymph node assessment. Patients were categorized according to their lymph node assessment: no nodal evaluation, ALND only, SLNB without complete ALND (the SLNB-only group), and SLNB with complete ALND (the ALND-group, node-positive women).13 Patients who underwent SLNB and a modified radical mastectomy were considered as having undergone complete ALND. To categorize patients according to their degree of nodal metastatic disease, the American Joint Committee on cancer pathologic N category subclassifications were used as follows: micrometastatic disease (>0.2-2 mm) and macrometastatic disease (>2.0 mm).16 Survival was calculated as the number of months between the date of diagnosis and the date of death, the date last known to be alive, or December 31, 2005, whichever occurred first. The day of diagnosis was defined as the 15th of the month, because SEER only reports the month and year of diagnosis. The survival end points for the present study were overall survival (OS) and diseasespecific survival (DSS). Patients who were lost to follow-up or who survived beyond December 31, 2005, were coded as censored observations. Kaplan-Meier survival curves for survival by treatment were parallel per visual inspection as well as by log-rank test supporting the proportionality assumption.There were no significant interactions among the variables.

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Issue: October 2013
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