Although most physician leaders from 22 organizations saw patients and felt that it improved their leadership performance, their perceptions of the optimal balance of clinical and leadership responsibilities varied.
ABSTRACTObjectives: Physician leaders represent diverse career interests, clinical specialties, and leadership types. Despite the perceived value of their clinical perspectives, little is known about how physician leaders balance patient care and leadership responsibilities or how that balance varies by clinical specialty or leadership type. We conducted what is to our knowledge the first survey evaluating physician leaders’ perspectives about these issues.
Study Design: Web-based survey administered September 2017 to February 2018 among physician leaders from the 22 health systems cited in the 2016-2018 U.S. News & World Report Best Hospitals Honor Rolls.
Methods: Respondents were asked questions regarding their participation in patient care. We described our findings using percentages and χ2 tests to compare categorical variables across leadership type (executive, educational, clinical) and clinical specialty (procedural, nonprocedural, supportive).
Results: Of 447 leaders contacted, 53% responded to our survey. Of those, 84% reported some degree of participation in patient care (69%, 90%, and 85% of executive, educational, and clinical leaders, respectively; P = .001); most (74%) spent no more than a quarter of their time on patient care, and they often achieved a balance that they deemed optimal (74%). Proceduralists were more likely to spend over a quarter of their time on patient care and less likely to achieve an optimal balance.
Conclusions: Although most physician leaders engage in some degree of patient care, the balance that they achieve varies by clinical specialty and leadership type. These findings provide insight for health care organizations seeking to engage and optimize physician leadership amid ongoing health care transformation.
The American Journal of Accountable Care. 2020;8(2):26-31American health care continues to undergo significant transformation. Changes in health policy1; consolidation among providers, payers, and other stakeholders2,3; and trends in value-based payment4 have placed an emphasis on accountability in health care delivery. These changes underscore the potential value of physician leadership,5 which has been associated with improvements in operational efficiency,6 value, and outcomes.7-9 These dynamics have led to increased organizational interest in physicians with leadership skills10,11 and growing numbers of physicians seeking leadership training.12,13
Importantly, physicians pursue leadership careers for different reasons14: Some seek administrative opportunities (eg, health system medical director) whereas others desire leadership in specific clinical (eg, service line chief) or academic (eg, department chair) areas. Variation also exists in each of these categories. For instance, some medical directors focus on specific projects or topic areas (eg, a certain hospital unit, an infection control program) whereas others focus on topics that cut across teams and units (eg, value-based care, population health).
Different leadership paths require different skill sets.14 For instance, medical directors of clinical units benefit from change management and process improvement skills needed to drive daily operations. Physicians with leadership in cross-cutting topics such as population health must be proficient in policy analysis, data synthesis, and change management.
Despite this diversity, a common thread is that physicians’ first-hand patient care experience lends them unique leadership perspective15-17 that can be highly valuable to themselves and their organizations. For example, a physician who maintains an active clinical practice may have greater credibility among clinicians whom they lead, or a physician can inform organizational contracting using their clinical perspective to balance financial and operational considerations. Conversely, the time and energy needed to maintain a clinical practice can siphon attention away from leadership work, with impacts on administrative capacity and potential leadership efficacy.18 All physician leaders face the task of balancing clinical and leadership responsibilities.19,20
Despite these dynamics and the possibility that they vary by type of leadership role and clinical specialty, little is known about physician leaders’ perspectives on balancing clinical and leadership responsibilities. Therefore, we conducted what is to our knowledge the first survey capturing these perspectives.
We conducted a web-based survey and followed approaches used in prior work by sampling physician leaders from the 22 hospitals cited at least once in the U.S. News & World Report Best Hospitals Honor Roll from 2016 to 2018.7,21-23 For each institution, we reviewed online content descriptions of its executive leadership teams and respective departmental websites to identify the names and contact information of the individuals who possessed a medical degree (MD or DO) and filled a position in 1 of the following categories of leadership types: executive (CEOs, vice presidents, and other health system executives), educational (medical school deans and academic department chairs), and clinical (internal medicine division or clinical service line chiefs). Division chiefs were limited to internal medicine division chiefs to promote consistency in use of title and scope of leadership responsibilities. Where online leadership information was limited (1 hospital), we followed an approach used in prior work by initiating email outreach to identify all eligible leaders.7 Individuals filling multiple leadership roles were assigned to 1 category (executive, if relevant, followed by academic and clinical, in that order). Retirees were excluded. This yielded a sample of 447 potential participants (average of 20.3 leaders per institution).
Respondents were asked what amount of time they currently spend on direct patient care, defined as serving as a physician of record or consultant on a clinical service (eAppendix A [eAppendices available at ajmc.com]). They were also asked about the optimal amount of time that they believed someone in their leadership position should spend on direct patient care to be an effective leader; the minimum amount of time someone in their clinical specialty needs to spend on direct patient care to be a safe, effective clinician; and whether they would increase or decrease their participation in patient care. Physicians participating in patient care were asked if it influences their performance in their leadership role and, if so, how. Those not currently involved in direct patient care were asked why they no longer practice. Additional questions confirmed leaders’ leadership type, clinical specialty, and years in clinical practice.
After pretesting among 32 physician leaders (which led to the addition of 1 question about number of years participating in patient care), the survey was sent to eligible respondents between September 19, 2017, and February 5, 2018. Recipients received up to 6 reminders to complete the survey. The protocol was deemed exempt by the University of Pennsylvania Institutional Review Board (protocol No. 827375). Respondents were not financially compensated for their participation.
Leaders’ clinical specialties were categorized according to the nature of their primary patient care responsibilities as procedural (obstetrics-gynecology, ophthalmology, surgery, urology), nonprocedural (emergency medicine, dermatology, family medicine, internal medicine, neurology, pediatrics, physical medicine and rehabilitation, psychiatry), or supportive (anesthesiology, pathology, radiology, radiation oncology).
We used several definitions to describe respondents’ perceptions about balance between clinical and leadership responsibilities. We defined balance as optimal (those spending an amount on patient care equivalent to the amount they deemed optimal from a leadership standpoint) or nonoptimal (all other situations). Among the latter group, we identified individuals for whom clinical burden (spending more time on patient care than was optimal from a leadership standpoint) contributed to nonoptimal balance. Additionally, we defined the feasibility of balancing leadership and clinical responsibilities as infeasible (if the optimal amount of time on patient care from a leadership perspective was less than the amount needed to maintain clinical competence) or feasible (all other situations). We used χ2 tests to compare categorical variables. All tests of significance were 2-tailed and deemed significant at α = .05. All analyses were performed using Stata version 15.1 (StataCorp).
Of 447 eligible respondents, 53% returned complete (n = 233) or partial (n = 4) surveys. Nineteen percent of respondents were executive leaders, 58% were educational leaders, and 23% were clinical leaders. Executive leaders were more likely to come from nonprocedural clinical specialties (72% nonprocedural, 12% procedural, 16% supportive) relative to educational leaders (38% nonprocedural, 38% procedural, 24% supportive). Clinical leaders were primarily nonprocedural (90% nonprocedural vs 10% procedural and 0% supportive) (P < .001). Compared with nonrespondents, respondents did not differ with respect to gender, geographic distribution, leadership type, or clinical specialty (eAppendix B).
Overall, 84% of physicians reported participating in direct patient care. The majority (96%) reported that doing so somewhat or greatly improved their performance as leaders. Respondents noted a number of ways in which this occurred, including increased credibility among those they lead (98%) and insight into “frontline” issues (96%) (eAppendix C). Only 3% of physician leaders believed that direct patient care somewhat diminished their performance, citing reasons such as decreased time for leadership responsibilities. Of respondents not participating in direct patient care, the most commonly endorsed reason was “insufficient time or energy to be an effective clinician” (78%). None reported expectations from leadership as a reason for not participating in patient care.
Balancing Clinical and Leadership Responsibilities
Among physicians participating in direct patient care, most reported spending no more than a quarter of their time on it (74%) and that spending less than a quarter of their time was optimal from a leadership standpoint (80%). The majority (74%) reported achieving an optimal balance, with 15% citing clinical burden as contributing to nonoptimal balance. Only 4% reported that balance between clinical and leadership responsibilities was infeasible.
Variation by Leadership Type
Perspectives varied by leadership type. Overall, executive leaders were less likely to participate in direct patient care (69%) relative to educational (90%) and clinical (85%) leaders (P = .001) (Figure). Among respondents participating in clinical care, executive leaders were also less likely to spend more than a quarter of their time on patient care or to believe that spending over a quarter of their time on patient care was optimal from a leadership standpoint (Table). In contrast, rates of optimal balance or clinical burden and the reported feasibility of balancing clinical and leadership responsibilities did not vary by leadership type.
Variation by Clinical Specialty
Participation in direct patient care varied by clinical specialty, ranging from 98% of leaders in procedural specialties to 82% of leaders in nonprocedural specialties and 76% of leaders in supportive specialties (P = .002) (Figure). The amount of and perceptions about time spent on patient care also varied by specialty type (Table). With regard to balance between clinical and leadership responsibilities, leaders in procedural specialties were least likely to achieve optimal balance (61.0% vs 78.4% and 82.1%; P = .028) and most likely to report clinical burden (28.8% vs 9.9% and 7.1%; P = .002) relative to leaders from nonprocedural and supportive specialties, respectively.
To our knowledge, this study is the first to document physician leader perspectives about the balance between their clinical and leadership responsibilities. It has 2 key takeaways.
First, our results suggest that many physicians serving a range of leadership roles find it feasible to balance clinical and leadership responsibilities. That many leaders believed patient care aided them in fulfilling their leadership responsibilities is informative to both physician leaders and organizations seeking to foster physician leadership.19,24 For these groups, it can be instructive to recognize that participation in patient care may be hampered more by insufficient time rather than external pressures or expectations.
Second, our findings suggest that fostering balance among physician leaders’ clinical and leadership responsibilities is not a one-size-fits-all task. In particular, it is relevant that perspectives and features of balance varied across leadership type and clinical specialty.
Poor balance—for instance, through infeasibility or the presence of clinical burden—can complicate physicians’ abilities to effectively meet either clinical or leadership responsibilities, much less both simultaneously. The fact that the extent and nature of imbalance can vary is exemplified by our finding that leaders from procedural specialties were more likely to report nonoptimal balance and clinical burden compared with leaders from other specialties.
Organizations can use insights about variation in the extent and nature of imbalance to tailor responsibilities and expectations for different types of leaders. For instance, organizations may require greater participation in patient care among clinical leaders, for whom clinical practice has more immediate relevance, than for executive leaders, whose primary responsibilities are often nonclinical (eg, emphasis on finance or operations25) and more removed from those of frontline clinicians. That perceptions about the feasibility of achieving balance did not vary by clinical specialty or leadership type is reassuring and underscores the ability of physician leaders from a range of clinical specialties and leadership types to achieve optimal balance.
First, the generalizability of our findings is limited by the 53% response rate. Second, although our study was descriptive in design and did not evaluate for associations between leadership behaviors and outcomes, the results represent useful early evidence that can be built upon in future work. Third, our sample of leaders may not be representative of the full breadth of physician leadership (eg, it may not capture mid-level leaders or those in other divisions not directly sampled in our study) or representative of physician leaders in all hospitals or health systems. However, we followed prior approaches in sampling leaders across a consistent set of leadership types among a group of institutions recognized for excellence across a set of clinical measures and outcomes.7 Fourth, we were unable to evaluate the presence and extent of institutional requirements, expectations, and minimum standards for physician leaders regarding patient care responsibilities. These factors should be evaluated in future work. Fifth, our study assessed self-reported perspectives among physicians but not other factors that should be studied in future research, including perspectives among those in nonleadership roles or objective measures of success (eg, staff retention, operational performance).
Our study provides important early evidence about physician leaders’ practices and perspectives balancing clinical and leadership responsibilities. Although most engage in some degree of direct patient care, what kind of balance they achieve varies by clinical specialty and leadership type. Collectively, our findings provide context and insight for health care organizations seeking to engage physician leaders from various backgrounds and optimize the value of their clinical perspectives amid ongoing health care transformation.Author Affiliations: Department of Medicine, Perelman School of Medicine, University of Pennsylvania (JWM, JAS), Philadelphia, PA; Institute for Health Policy, Management, and Evaluation, University of Toronto (ASD), Toronto, Ontario, Canada; Department of Medicine, University of Toronto (ASD), Toronto, Ontario, Canada; Department of Medicine, Sinai Health System and University Health Network (ASD), Toronto, Ontario, Canada; Department of Medicine, and Value and Systems Science Lab, University of Washington School of Medicine (JML), Seattle, WA.
Source of Funding: None.
Author Disclosures: The authors report no relationship or financial interest with any entity that would pose a conflict of interest with the subject matter of this article.
Authorship Information: Concept and design (JWM, ASD, JAS, JML); acquisition of data (JWM, ASD); analysis and interpretation of data (JWM, ASD, JAS, JML); drafting of the manuscript (JWM, JML); critical revision of the manuscript for important intellectual content (JWM, ASD, JAS, JML); statistical analysis (JWM); provision of study materials or patients (JWM); administrative, technical, or logistic support (JWM); and supervision (JML).
Send Correspondence to: John W. Morgan, MD, Department of Medicine, Perelman School of Medicine, University of Pennsylvania, Blockley Hall, 13th Floor, 423 Guardian Dr, Philadelphia, PA 19104. Email: firstname.lastname@example.org.REFERENCES
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